Tags
- A Sample Checklist for Investment Research Reports 6
- Account Opening Process for Non-Residents 10
- Account statements for investments 6
- Accrued Interest 3
- Accumulation related products 37
- Ace the NISM Mutual Fund Distributors Ex 850
- Adjustment of Exemption Limit from Capital Gains 1
- Advantages and Limitations of Future Contracts in Comparison to FRA 3
- Advisor’s role in Retirement Planning 2
- Allotment of Units to the Investor 7
- Alternative Investment Funds 6
- AMFI Code of Conduct for Intermediaries 7
- AMFI की भूमिका और कार्य 3
- Analysing the financial position of the investor 2
- Analysis of options from the perspectives of buyer and seller 17
- Applicability of GST 7
- Applicability of taxes in respect of mutual funds 8
- Applicable Laws 16
- Application of Indices 3
- Approaches to valuation 2
- Arbitrage using options: Put-call parity 3
- Assessments of needs and requirements of investor 2
- Asset allocation decision 22
- Assets based Valuation Matrices 7
- Assumptions of the theory 1
- Attribute portfolio performance and Evaluation of investment alternatives 13
- Attributes of an Index 5
- AUCTION OF SECURITIES 15
- BACK OFFICE OPERATIONS 43
- Balance Sheet 18
- Basic Behavioural Biases Influencing Investments 5
- Basic Concepts 1
- Clients 4
- Basic Principles of Macroeconomics 2
- Basic Principles of Microeconomics 2
- Basics of Cash Flows 5
- Basics of Derivatives 6
- Basics of Option Pricing and Option Greeks 18
- Basics of options 11
- L) 15
- Basis of choosing an appropriate performance benchmark 5
- Behavioural Approach to Equity Investing 1
- Behavioural Biases in Investment Decision Making 9
- Behavioural Finance explains Bubbles and Crashes 3
- Behavioural Finance explains Market Anomalies 1
- Behavioural Finance versus Standard Finance 2
- Benchmarking the client’s portfolio 2
- Benchmarks and Performance 5
- Benchmarks for Debt Schemes 5
- Benchmarks for equity schemes 5
- Benchmarks for Other Schemes 10
- Benefits and Limitations of having multiple Insurance Policies 6
- Benefits not allowed from capital gain arising from Market Linked Debentures (MLDs) or the 2 types of Specified Mutual Funds (SMFs) (mentioned in 4.3.4 and 4.3.5) under Section 50AA 1
- Benefits not allowed from Capital Gains 2
- Benefits, Costs and risks of Derivatives 2
- Benefits, Limitation and Provisions when insurance taken from multiple companies 1
- Bond market ecosystem 4
- Bonus Issue 3
- Bonus Stripping 2
- Budgeting and forecasting 4
- Buyback of Shares 3
- Calculate the debt servicing requirements 4
- Calculate the following 17
- Calculating risk adjusted returns: 2
- Calculation of expected rate of return for individual security 5
- Calculation of Simple, Annualized and Compounded Returns 7
- Calculations for Retirement Planning 12
- Capital asset 3
- Capital Gains 10
- Case 1 5
- Case 2 3
- Case 3 4
- Case 4 19
- Case Studies 3
- Caselet 1
- Caselets 4
- Cash inflows and outflows 5
- Categories of AIFs and their comparison 7
- Categorization of Biases 5
- Certain Provisions with respect to Credit risk 21
- Change in Status of Special Investor Categories 23
- Change of distributor 8
- Channels for making investments 3
- Chart Consolidation Patterns 3
- Chart Reversal Patterns 5
- Checklist Based Approach to the Research Reports 2
- Classification of Mutual Funds 51
- CLEARING BANKS AND THEIR FUNCTION 1
- CLEARING MEMBERS AND CUSTODIANS 4
- CLEARING PROCESS 46
- Clubbing of Income 3
- Code of Conduct for Research Analysts 2
- Combining Relative Valuation And Discounted Cash Flow Models 1
- Commission Disclosure mandated by SEBI 5
- Commodities 2
- Commonly used ratios 17
- Comparison between Insurance Policies 1
- Comparison of Equity Returns with Bond Returns 2
- Comparison of Exchange Traded IRO and OTC IRO 3
- Points of differentiation over the Competitors 3
- COMPLIANCES AND REGULATORY REPORTING 14
- Computation of Capital Gains from Transfers 18
- Computation of Net Assets of Mutual Fund Scheme and NAV 37
- Computation of Tax Payable 1
- Concept of a Mutual fund 31
- Concept of asset, liabilities and net worth 4
- Concept of Duration 2
- Concept of Entry and Exit Load and its impact on NAV 7
- Concept of Margin of Safety 1
- Concept of Philanthropy 4
- Concept of Return of Investment and Return on Investment 2
- Concept of risk-free interest rate 3
- Concept of Wills 18
- Concept of Yield Curve 3
- Concepts and Terms Related to Mutual Funds 7
- Concepts in Insurance 11
- Concepts of Market Risk (Beta) 3
- Constituents of Estate 3
- Consumer Protection Act 2
- Contingency Planning 3
- Contract Specification of Exchange Traded Interest Rate Futures 8
- Contract Specification of Exchange Traded Interest Rate Options 3
- Contract specifications of exchange-traded options 6
- Contract specifications of futures contracts 11
- Conversion of Rate into Amount 3
- CORE SETTLEMENT GUARANTEE FUND 7
- Corporate Actions 8
- CORPORATE ACTIONS ADJUSTMENT 23
- Correlation between international markets and domestic markets 2
- Cost, expenses and fees of investing in PMS 4
- Coupon, Current Yield and Yield-To-Maturity 3
- Creating a budget and savings plan 3
- Creating a personal Balance Sheet and net-worth 6
- Credit Rating of the Company: 2
- Criteria to evaluate loans 3
- Criteria to evaluate various life insurance products 3
- Criteria to evaluate various retirement benefit products 3
- Crop Reports and Weather Reports 2
- Currency and dollar index impact on commodities 3
- Cut-off Time and Time Stamping 12
- Cybersecurity and Cyber Resilience Framework (CSCRF) 4
- Debt market and its need in financing structure of Corporates and Government 1
- Deductions under Chapter VI-A 3
- Defining the industry 3
- Definition of risk averse, risk seeking and risk neutral investor 2
- Delisting and relisting of Shares 3
- Delta-hedging 3
- Dematerialisation and Re-materialisation of Securities 7
- Dematerialization and Rematerialization of securities 4
- Spin-off 1
- DEPOSITORIES & DEPOSITORY PARTICIPANTS 29
- DEPOSITORY SERVICES 2
- Derivative markets, products and strategies 6
- Derivatives Market – History & Evolution 11
- Derivatives: Definition and Economic Role 3
- DETERMINATION OF SETTLEMENT OBLIGATIONS 4
- Determining Cash Flow, Yield and Price of Bonds 4
- Difference between distributors and Investment Advisors 8
- Difference between futures and options 3
- Difference between Price and Value 2
- Differences between Forwards and Futures 3
- Different Asset Classes 17
- Different kinds of mutual fund distributors 8
- Direct access facility offered by PMS 3
- Discounted Cash Flows Model for Business Valuation 13
- Distinction between futures and options contracts 3
- Distressed Securities 1
- Distribution Related Products 20
- Diversification of risk through equity instruments - Cross sectional versus time series 2
- Dividend 3
- Dividend Income 2
- Dividends & Distributable Reserves 8
- Do-it-yourself versus Taking Professional Help 9
- Do’s and Don’ts for investors issued by SEBI 2
- Do’s and Don’ts while selecting mutual fund schemes 78
- Documentation for Investment Advice 7
- Double Tax Avoidance Agreement 4
- Drivers of Returns and Risk in a Scheme 67
- Due Diligence Process by AMCs for Distributors of Mutual Funds 9
- Dupont analysis 3
- Earnings Based Valuation Matrices 10
- Effective Rate of Tax 1
- Elements of Estate Planning 3
- Equity 2
- Equity as an investment 2
- Equity research and stock selection 25
- s Debt Securities 3
- Equity, Currency and Commodity derivatives 4
- ESG framework for company analysis 3
- Estate Planning 4
- Estimating Retirement Corpus 4
- Estimation issues 2
- Ethical Dilemma 5
- Ethical issues 2
- Ethical issues for an Investment Adviser 3
- Evaluation of financial position of clients 15
- Evolution and Growth of AIFs in India 1
- Exam Prep 5876
- Exchange surveillance mechanisms: GSM and ASM 12
- Exchange Traded Funds (ETFs) 3
- Exempt incomes 1
- Exposures limits to different Sectors, Entities and Asset Classes 1
- Facilities available under Life Insurance Policies 2
- Factors that affect mutual fund performance 9
- Fair Valuation Principles 16
- Family Settlement 16
- Features of and differences between Open-ended schemes, Close-ended schemes, Interval schemes and Exchange Traded Funds (ETFs) 3
- Fiduciary responsibility of Investment Advisers 3
- Filling the Application Form for Mutual Funds 15
- Financial advisory and execution 5
- Financial Goals and Retirement 6
- Financial Planning process 2
- Financial statement analysis using ratios 5
- Financial Transactions with Mutual Funds 43
- Five Heads of Income 23
- Fixed Income 4
- Fixed Income Securities 3
- Forecasting risk and return of various asset classes 1
- Forecasting using ratio analysis 3
- Framework 1
- Framework for constructing portfolios - modern portfolio theory 2
- FRONT OFFICE OPERATIONS 58
- Fundamental Analysis 3
- Fundamental Analysis – Commodity 2
- Fundamental Principles of Insurance 3
- Fusion Investing 2
- Futures contracts 3
- Futures contracts for hedging, speculation and arbitrage 15
- Futures pricing 16
- General and Specific Risk Factors 41
- Gift of Securities 3
- Gifts, Joint Holding and Nominations 4
- Global Best Practices 4
- Global coverage for different General Insurance Products 3
- Global coverage for different Life Insurance Products 2
- Government Policies and Geopolitical Impacts 2
- return of two securities 1
- Grievance Redress System 3
- Grievance Redress System in Banking 3
- Grievance Redress System in Capital Market 3
- Grievance Redress System of an Investment Adviser 1
- Grievance Redressal in Insurance 3
- Gross Total Income 2
- Growth Drivers of Derivatives 3
- Growth of the mutual fund industry in India 6
- GST की प्रयोज्यता 4
- Guardianship 3
- Hedging in Commodities 7
- Hedging through Exchange Traded Interest Rate Derivatives 7
- Historical Events 2
- How do individuals make decision? 2
- Impact of commodity market on equity market 3
- Implied Volatility (IV) 3
- Implied volatility of an option 4
- Importance of Asset Allocation Decision 1
- Importance of cash flow management in personal finance 3
- Importance of ethical conduct of business 3
- Important Points to Keep in Mind While Looking at Financials 1
- Important Qualities of a Research Analyst 2
- Important regulations in Indian Securities Market 39
- Income 1
- Income Distribution cum Capital Withdrawal 8
- Index management 5
- Indian Derivatives Market 15
- Infrastructure Investment Trust 3
- Insurance under Married Women’s Property Act (MWPA) 2
- Interest on Securities 3
- Interest Rate Futures 6
- Interest rate futures price computation 28
- INTERNATIONAL FINANCIAL SERVICES CENTRES (IFSC) 3
- INTERNET BASED TRADING (IBT) & SECURITIES TRADING USING WIRELESS TECHNOLOGY (STWT) 24
- Interpreting open interest and put-call ratio for trading strategies 5
- Intrinsic value and time value of an option 3
- INTRODUCTION 36
- Introduction to Alternative Investments 2
- Introduction to an Index 3
- Introduction to Chart Types 3
- Introduction to Corporate Debt Market 5
- Introduction to financial statement 2
- Introduction to forward contracts 6
- Introduction to Government Debt Market 9
- Introduction to Money Market 7
- Introduction to Securities and Securities Market 4
- Introduction to Technical Analysis 3
- INTRODUCTION TO THE SECURITIES TRADE LIFE CYCLE 20
- Introduction to Various Macroeconomic Variables 23
- Inventory Data, Production & Consumption Trends 2
- Invest the money or pay off outstanding loan 3
- Investing in mutual funds through the stock exchange platform 7
- Investing through Insurance 3
- Investment Constraints 3
- Investment Modes 5
- Investment Objectives 1
- Investment Plans and Services 12
- Investment Risks 17
- INVESTOR GRIEVANCE 19
- Investor Grievance Redress Mechanism 6
- Investor Grievance Redressal Mechanism 1
- INVESTOR PROTECTION FUND 6
- Investor transactions – turnaround times 8
- INVESTORS 5
- Investors and the investing process 13
- Investors and their Financial Goals 17
- IPO APPLICATIONS 4
- ISSUERS 4
- Key Accounting and Reporting Requirements 4
- Key concepts 2
- Key Constituents of a Mutual Fund 14
- Key Industry Drivers and Industry KPIs 9
- Key provisions of various other acts, as applicable to investment advisory profession 14
- Kinds of Transactions 13
- KYC Requirements for Mutual Fund Investors 27
- Learn about addressing annual audit observations 1
- Leverage and Debt Counselling 5
- Life cycle analysis of investor 3
- Life Insurance Needs Analysis 5
- Life Insurance Products 5
- Limitation of Interest Rate Derivatives for Hedgers 13
- Listed Equity Shares 15
- Loan restructuring 6
- Lot Size, Tick Size and Change in Contract Value for each Tick change 12
- Macroeconomic Indicators affecting Commodity Prices 2
- Major Indices in India 3
- Major producers and consumers of commodities 1
- Management of Conflicts of Interest and Disclosure Requirements for Research Analysts 27
- Mandatory Documents 79
- MARGIN TRADING 13
- Market Indicators 3
- Market Participants 9
- Market Participants in Interest Rate Derivatives Market 3
- Market sizing and trend analysis 2
- MARKET STRUCTURE AND PARTICIPANTS 15
- Maximum Marginal Rate of Tax 1
- Meaning and features of Mutual Fund 3
- Measures of Returns 15
- Measures of Risk 11
- Measuring liquidity of equity shares 2
- Measuring risk 3
- Merger and Acquisition 2
- MIDDLE OFFICE OPERATIONS 7
- Modes of distribution 13
- MONEY MARKET 5
- Moneyness of an option 8
- Monitoring budgets and provision for savings 4
- Mutation 2
- Mutual Fund Investors 8
- Mutual Fund Products 24
- Mutual Funds 60
- National Pension System 60
- Nature and Definition of Primary Markets 22
- NAV, Total expense ratio and pricing of units for the Segregated Portfolio 7
- Need for Insurance 4
- Need for Retirement Planning 3
- On-going Offer Price for subscription 4
- NFO प्रोसेस 4
- Distributors and Payment of Commission to Nominee 8
- Non-Financial Transactions in Mutual Funds 23
- Non-Life Insurance 7
- Non-Mandatory Disclosures 9
- Notes to accounts 3
- Nudging the investor to behave better 1
- Objectivity of Valuations 1
- ONLINE RESOLUTION OF DISPUTES IN THE INDIAN SECURITIES MARKET (SMART ODR) 21
- Operational aspects of Systematic Transactions 17
- Opting for change in EMI or change in tenure for interest rate changes 2
- Option pricing methodology 3
- Option Pricing Models 3
- Option Trading Strategies 8
- OPTIONAL T+0 ROLLING SETTLEMENT CYCLE 4
- Organization Structure of Asset Management Company 8
- OTC versus Exchange-Traded Derivatives 6
- Other aspects to study from financial reports 14
- Other Comparatives 2
- Other investment opportunities 1
- Other Redressal Fora 21
- Other Valuation Parameters in New Age Economy and Businesses 2
- Overview of Equity Market 1
- Overview of portfolio managers in India 1
- PAN and KYC Process 14
- Parameters for Risk Profiling 3
- Parameters to define performance – risk and return 1
- Pass Certification Examination for Mutua 988
- PASS Investment Adviser (Level 1) 832
- PASS Investment Adviser (Level 2) 850
- PASS Research Analyst Certification Exam 866
- PASS Securities Operations and Risk Mana 640
- Pay off Charts for Futures Contract 3
- Pay off Diagrams for Options 8
- Payment Instruments 9
- Payoff Charts for Futures contracts 5
- Payoff Charts for Options 19
- Peer Comparison 1
- Performance attribution analysis 5
- Performance data for investment products 1
- Performance Evaluation: Benchmarking and peer group analysis 4
- Philosophy of Corporate Actions 2
- Portfolio Construction Principles 3
- Portfolio created by an Investment Adviser 2
- PORTFOLIO MANAGEMENT SERVICE 13
- Portfolio Optimization process 1
- Power of Attorney 4
- Powers of Attorney 6
- Pre-requisites to become Distributor of a Mutual Fund 9
- Preparing Household Budget 5
- Prevention of Money-Laundering Act, 2002 6
- Price discovery and convergence of cash and futures prices on the expiry 3
- Price Return Index or Total Return Index 5
- Pricing of Bond 11
- Pricing Power and Sustainability of This Power 2
- Primary and Secondary Debt Market in India 8
- Primary Responsibilities of a Research Analyst 3
- Primary Role of a Research Analyst 4
- Probate 3
- Process associated with Investment in Mutual Funds 7
- Maintenance of Investments 16
- Terminology 29
- Products in Derivatives Market 3
- PRODUCTS TRADED IN THE INDIAN SECURITIES MARKET 16
- Psychographic analysis of investor 4
- Purpose of Derivatives 2
- Qualitative evaluation of stocks 1
- Qualities of a Good Research Report 6
- Quality of Management and Governance Structure 12
- Quantitative Measures of Fund Manager Performance 12
- Quantitative Research 2
- Rate of return measures 20
- Rationale for Introducing Exchange Traded Interest Rate Derivatives in India 3
- Reading audit report to understand the quality of accounting. 3
- Real Estate 1
- Real Estate Investment Trust 8
- Rebalancing of Portfolio 2
- Rebate under section 87A 2
- Redress in Pension Sector 3
- Registration requirements of a Portfolio Manager 3
- Regulations pertaining to Insurance 6
- REGULATORS 39
- Regulators of Financial Markets 8
- framework 1
- Regulatory Framework of Mutual Funds 2
- Regulatory infrastructure in Financial Markets 11
- Relative valuation 1
- Relative Valuations - Trading and Transaction Multiples 2
- Repayment schedules with varying interest rates 3
- RESEARCH REPORTS AND ADVISORY SERVICES 1
- Residential status 7
- Responsibilities of a Portfolio Manager 2
- Responsible Borrowing 2
- Retirement Planning 9
- Revenue for a mutual fund distributor 17
- Rights Issue 3
- Risk levels in mutual fund schemes 9
- RISK MANAGEMENT 75
- Risk Measures 11
- Risk Measures and Management Strategies 6
- Risk Profiling 5
- Risk Profiling for Investors and Risk Profiling Approach 3
- Risk-adjusted return measures. 6
- Risks associated with fixed income securities 10
- Risks in fund investing with a focus on investors 11
- Risks in Investments 60
- Risks in the Business 2
- Risks of equity investments 4
- Role and Function of AMFI 7
- Role and Function of the Secondary Market 13
- Role and impact of debt in cash flow management 7
- Role and Support function of Service Providers 16
- Role of Alternative Investments in Portfolio Management 2
- Role of company analysis in fundamental research 2
- Role of economic analysis in fundamental analysis 2
- Role of emotions in goal setting 6
- Role of industry analysis in fundamental analysis 3
- Role of Insurance Adviser 4
- Role of Insurance in Personal Finance 3
- Role of Investment Adviser in management of client emotions 3
- Role of Regulators in India 4
- Role of Risk Profiling in Asset Allocation 8
- Role of Securities and Exchange Board of India 74
- ROLE OF THE CLEARING CORPORATION 10
- Role of the Debt Market 3
- Savings or Investments? 8
- Scheme of arrangement 2
- Scheme Performance Disclosure 17
- Scheme Selection based on investment strategy of mutual funds 75
- Scheme Selection based on Investor needs, preferences and risk-profile 10
- Scope of financial planning 12
- Scope of Income 6
- SEBI (Prohibition of Insider Trading) Regulations, 2015 1
- SEBI Act 1992 2
- SEBI Investment Advisers Regulations, 2013 30
- SEBI Investor Charter and Complain Disclosure 2
- SEBI Norms regarding Representation of Returns by Mutual Funds in India 4
- SEBI Prevention of Fraudulent and Unfair Trade Practices Regulations, 2003 1
- SEBI requirements on AIF 5
- SEBI requirements on performance disclosure 2
- Secular trends, value migration and business life cycle 7
- Secular, Cyclical and Seasonal trends 7
- Secured and Unsecured loans 2
- Securities and Exchange Board of India (Intermediaries) Regulations, 2008 3
- Securities Appellate Tribunal 2
- Securities Contracts Regulation Act (SCRA 1956) 1
- SECURITIES MARKET 4
- Securities Transaction Tax 5
- Selecting options in mutual fund schemes 6
- Selection of Mutual Fund scheme offered by different AMCs or within the scheme category 7
- Sensitivity Analysis to Assumptions 2
- Set off and Carry forward of Losses 5
- Setting off of Capital Gains and Losses under Income Tax Act 6
- SETTLEMENT OF EQUITY DERIVATIVES 17
- SETTLEMENT OF FUNDS 19
- SETTLEMENT OF SECURITIES 10
- Share Consolidation 2
- Share Swap 2
- Significance of Derivatives 3
- Significance of the stock index 3
- Small Saving Instruments 12
- Some Important Considerations in the Context of Business Valuation 4
- Some important terminology associated with futures contracts 12
- Some Pearls of Wisdom from Investment Gurus across the World 4
- Common Examples 3
- Sources of Income 35
- Sources of Income from Debt Products 2
- Sources of Information for Analysis 3
- Sources of Information for Economic Analysis 3
- Sources of information for industry analysis 3
- Sources of Value in a Business – Earnings and Assets 64
- Sovereign Gold Bonds 23
- Specialized Investment Funds 2
- Spot Rate (Zero Rate) and Holding Period Return 3
- Stamp Duty on Mutual Fund Units 5
- Stand-alone financial statement and consolidated financial statement 3
- Statement of changes in shareholders' equity 1
- Steps in Portfolio Construction Process 4
- Stock Split 3
- Strategic versus Tactical Asset Allocation 3
- Strategies to reduce debt faster 5
- Strengths, Weaknesses, Opportunities and Threats (SWOT) Analysis 7
- Structure of derivative markets 1
- Structure of Financial Markets in India 20
- Structure of Mutual Funds in India 7
- Structure of PMS in India 1
- Structure of Securities Market 12
- Structured products 1
- Style of options 3
- Sum-Of-The-Parts (SOTP) Valuation 1
- Summary of Taxation of Debt Products 6
- Summary of Taxation of Equity Products and Other Capital Assets 5
- Superannuation Benefits to Employees 6
- Supply demand dynamics of commodities 3
- Support and Resistance 4
- Systematic Transactions 25
- Tax aspects of Life Insurance Products 4
- Tax aspects of Reverse Mortgage 1
- Tax benefit under Section 80C of the Income Tax Act 7
- Tax Deducted at Source 5
- Tax Treatment of Derivatives 10
- Tax Treatment of Mutual Funds 10
- Tax Treatment of Preference Shares 2
- Tax Treatment of Shares Warrants 4
- Tax Treatment of Unlisted Equity Shares 2
- Taxation 7
- Taxation in case of Consolidation of Mutual Fund schemes or plans 2
- Taxation in case of conversion of Preference Shares into Equity Shares 3
- Taxation in case of Mergers & Acquisitions 3
- Taxation in case of Segregated Portfolios of Mutual Funds 3
- Taxation in case of Stock Lending and Borrowing 6
- Taxation in case of winding up of Mutual Funds 18
- Taxation of Bonus Shares 5
- Taxation of Buyback of Shares 2
- Taxation of Employees Stock Option Plan 7
- Taxation of Market Linked Debentures 3
- Taxation of Non-residents 4
- Taxation of other Derivative Products 1
- Taxation of Rights Issues 5
- Taxation on Share Split or Consolidation of Shares 3
- Taxation Regime 2
- Technical Analysis 8
- Technical Indicators 58
- Term Structure of Interest Rates 3
- Terminology in Debt Market 16
- Terminology in Equity Market 22
- Terms related to loans 7
- The concept of Efficient Frontier 1
- The Dow Theory 2
- The Indian Economy 2
- The Indian Financial Markets 2
- The NFO process 7
- The purpose or need of debt 2
- The role and importance of mutual fund distributors 6
- The role of research in investment activity 3
- Time Value of Money 4
- Tools for Estate Planning 1
- Total Income 2
- Tracking Error 5
- TRADING OF MUTUAL FUND UNITS 6
- Trading spreads using ETIRD 3
- Traditional Yield Measures 5
- Transfer of Capital Asset 5
- Trendlines and Channels 3
- Triggers in Mutual Fund Investment 1
- Trust - Characteristics and Regulations 25
- Type of Fixed Income Securities 4
- Types of Bonds 13
- Types of borrowing 9
- Types of Capital Asset 6
- Types of Debt Products 20
- Types of derivative products 9
- Types of Derivatives Market 9
- Types of investment 1
- Types of Life Insurance Products 13
- Types of portfolio management services 2
- Types of Stock Market Indices 13
- Unclaimed Assets 6
- Underlying concepts in derivatives 3
- Underlying of Interest Rate Derivatives 3
- Understand Business and Business Models 3
- Understand loan calculations 3
- Understand the concept of Financial Planning 4
- Understand the need for financial planning 5
- Understand the terminology used in the Commodity Market Markets 3
- Understanding Asset Allocation 8
- Understanding correlation across asset classes and securities 2
- Understanding industry cyclicality 2
- Understanding Market Trends 8
- Understanding the industry landscape 24
- Understanding the Interest Rate Concept 3
- Unique needs and preferences 2
- Use of Interest Rate Derivatives by Arbitragers 3
- Use of Interest Rate Derivatives for Speculative Transaction 3
- Use of Options for Trading and Hedging 27
- Uses of futures 31
- Various Market Participants and Their Activities 21
- Various risks faced by the participants in derivatives 9
- Violation of Regulations by Registered Investment Advisers and their consequences—Some Case Studies 4
- Debit freeze facility to Mutual Fund folios 7
- What is Investing? 3
- Why Valuations are required 1
- अनिवार्य दस्तावेज़ 43
- अन्य स्कीमों के लिए बेंचमार्क 6
- चालू ऑफर भाव 1
- आईडीसीडबल्यू (IDCW) विकल्प (लाभांश आय) 5
- आय कर अधिनियम के अंतर्गत अभिलाभों और हानियों का समंजन 3
- आयकर अधिनियम की धारा 80C के अंतर्गत कर लाभ 4
- इक्विटी स्कीमों के लिए बेंचमार्क 3
- इंटर्मीडियरिज के लिए AMFI आचार संहिता 5
- इसे स्वयं के विवेक पर करना बनाम पेशेवर मदद ले कर करना 6
- उचित परफॉर्मेंस बेंचमार्क के चयन का आधार 2
- उचित मूल्यांकन सिद्धान्त 11
- वितरकों के लिए नामांकन सुविधाएं और नामिती को कमीशन का भुगतान करना 5
- एंट्री और एक्ज़िट लोड की अवधारणा और NAV पर इसका प्रभाव 4
- एसेट मैनेजमेंट कंपनी का संगठनात्मक ढांचा 6
- कट ऑफ टाइम और समय स्टांपिंग 9
- कारक जो म्यूचुअल फंड के प्रदर्शन को प्रभावित करते हैं 7
- किसी स्कीम में प्रतिलाभ और जोखिम के कारक 30
- कीमत रिटर्न इंडेक्स या कुल रिटर्न इंडेक्स 2
- क्रेडिट जोखिम के संबंध में कुछ प्रावधान 21
- गैर-अनिवार्य प्रकटन 5
- जोखिम के मापन 9
- जोखिम प्रोफाइलिंग (रिस्क प्रोफाइलिंग ) 2
- जोखिम मापन और प्रबंधन रणनीतियाँ 4
- ट्रेकिंग त्रुटि 2
- डिस्ट्रीब्यूटर और निवेश परामर्शदाताओं के बीच अंतर 5
- डिस्ट्रीब्यूटर का बदलना 5
- डिस्ट्रीब्यूशन के तरीके 9
- डैब्ट स्कीमों के लिए बेंचमार्क 4
- निवेश के लिए खाता विवरण 3
- निवेश जोखिम 12
- निवेश निर्णय करने में व्यवहारवादी पूर्वाग्रह (झुकाव) 6
- निवेश प्लान और सेवाएँ 9
- निवेशक और उनके वित्तीय लक्ष्य 15
- निवेशक की जरूरत, पसंद और जोखिम प्रोफ़ाइल पर आधारित स्कीम का चयन 7
- निवेशक को यूनिटों का आबंटन 5
- निवेशक समस्या निवारण तंत्र 3
- निवेशक संव्यवहार- टर्नअराउंड टाइम 13
- निवेशकों पर केन्द्रित फ़ंड निवेश में जोखिम 9
- परिसंपत्ति आबंटन (एसेट एलोकेशन) को समझना 6
- पूंजीगत अभिलाभ (कैपिटल गेन) 5
- प्रमुख लेखांकन और रिपोर्टिगं अपेक्षाएँ 1
- फंड प्रबंधक के प्रदर्शन का मात्रात्मक मापन 7
- बचत या निवेश? 7
- बेंचमार्क और कार्य-प्रदर्शन 3
- भारत में प्रतिभूति और विनिमय बोर्ड (SEBI) की भूमिका 42
- भारत में म्यूचुअल फ़ंड इंडस्ट्री की प्रगति 3
- भारत में म्यूचुअल फ़ंड की संरचना 4
- भारत में म्यूचुअल फ़ंड द्वारा रिटर्न प्रदर्शित करने के संबंध में सेबी (SEBI) मानदंड 1
- भारत में विनियामक की भूमिका 1
- म्यूचुअल फ़ंड का वर्गीकरण 37
- म्यूचुअल फ़ंड की अवधारणा 28
- म्यूचुअल फ़ंड की निवेश रणनीति पर आधारित स्कीम का चयन 25
- म्यूचुअल फ़ंड के डिस्ट्रीब्यूटर बनने के लिए योग्यताएँ 6
- म्यूचुअल फ़ंड के डिस्ट्रीब्यूटरों के लिए AMCs द्वारा ड्यू डिलिजेन्स प्रोसेस 3
- म्यूचुअल फ़ंड के मुख्य संघटक 12
- म्यूचुअल फ़ंड के लिए आवेदन फॉर्म भरना 12
- म्यूचुअल फ़ंड के संबंध में करों की प्रयोज्यता 6
- म्यूचुअल फ़ंड के साथ वित्तीय संव्यवहार 32
- म्यूचुअल फ़ंड डिस्ट्रीब्यूटर के लिए आय 14
- म्यूचुअल फ़ंड डिस्ट्रीब्यूटरों की भूमिका और महत्व 3
- म्यूचुअल फ़ंड डिस्ट्रीब्यूटर्स परीक्षा म 850
- म्यूचुअल फ़ंड निवेशक 6
- म्यूचुअल फ़ंड निवेशकों के लिए KYC आवश्यकताएँ 21
- म्यूचुअल फ़ंड में गैर-वित्तीय ट्रांजेक्शन 17
- म्यूचुअल फ़ंड यूनिटों पर स्टैम्प ड्यूटी 2
- म्यूचुअल फ़ंड स्कीम का चयन करते समय क्या करें और क्या न करें 50
- म्यूचुअल फ़ंड स्कीम के नेट एसेट और NAV की गणना 22
- म्यूचुअल फ़ंड स्कीम में विकल्पों का चयन 3
- म्यूचुअल फ़ंड स्कीमों में जोखिम स्तर 7
- रिटर्न का मापन 13
- लाभांश और वितरण योग्य आरक्षित राशियाँ 5
- विभिन्न AMCs द्वारा या स्कीम संवर्ग के भीतर ऑफर की गई म्यूचुअल फ़ंड स्कीम का चयन 11
- विभिन्न परिसंपत्ति श्रेणियाँ (एसेट क्लास) 15
- विभिन्न प्रकार के म्यूचुअल फ़ंड डिस्ट्रीब्यूटर 5
- विशेष निवेशक संवर्ग के स्टेटस में परिवर्तन 9
- सर्विस प्रोवाइडर की भूमिका और सपोर्ट कार्य 13
- सामान्य और विशिष्ट जोखिम कारक 38
- सिक्योरिटी ट्रांजेक्शन कर 2
- सिस्टेमेटिक संव्यवहारों का परिचालनात्मक पक्ष 12
- सिस्टेमैटिक संव्यवहार 12
- सेग्रिगेटेड पोर्टफोलियो के लिए यूनिटों की NAV, कुल व्यय अनुपात और कीमत निर्धार 5
- सेबी द्वारा निर्देशित कमीशन प्रकटन 2
- स्कीम परफॉर्मेंस प्रकटन 9
- स्रोत पर कर कटौती 2