Ethical Issues

Beyond Compliance: Mastering SEBI’s Investor Do’s and Don’ts

Imagine you are an analyst finalizing a suitability report for a client portfolio. Amidst the data entry and compliance checklists, it is easy to view SEBI’s 'Do’s and Don’ts for Investors' as a generic pamphlet...

Beyond Compliance: Navigating the Fiduciary Duty of Investment Advisers

Imagine you are an analyst at an Indian brokerage firm evaluating a mid-cap manufacturing company. You notice that the company is planning a significant related-party transaction that, while technically compliant with...