Responsibilities of a Portfolio Manager

Fiduciary Duty and Asset Selection: Navigating Conflicts of Interest

Imagine you are a research analyst reviewing a mid-cap pharmaceutical company for a portfolio manager. You notice that your firm’s parent company recently provided a large, high-interest loan to this pharmaceutical firm,...

Managing Client Complaints: The Regulatory Mandate for Portfolio Managers

Imagine you are a portfolio manager at an asset management firm in Mumbai. Late on a Tuesday, a high-net-worth client emails you, expressing deep frustration over a discrepancy in their quarterly performance statement...