Consider a client who approaches you mid-year, requesting to move their investment from a debt-oriented liquid fund into a mid-cap equity fund to capture market momentum. As a mutual fund distributor, you facilitate this...
Consider a situation where a long-term client approaches you, wanting to invest a lump sum in a Large Cap fund using a demand draft sourced from a business associate's account. While the client insists it is just a...
Consider a situation where a long-term client approaches you, wanting to invest a significant lump sum into a mid-cap fund. They suddenly suggest transferring the funds from their brother-in-law’s bank account to avoid a...