PORTFOLIO MANAGEMENT SERVICE on Learn with Akhilesh Gururani /tags/portfolio-management-service/ Recent content in PORTFOLIO MANAGEMENT SERVICE on Learn with Akhilesh Gururani Learn with Akhilesh Gururani /images/papermod-cover.png /images/papermod-cover.png Hugo -- 0.147.7 en 2026 Learn with Akhilesh Gururani Thu, 11 Jun 2026 00:00:00 +0000 Demystifying the Disclosure Document in Portfolio Management Operations /posts/sec-risk-s8-4-q13-contents-required-in-the-disclosure-document/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q13-contents-required-in-the-disclosure-document/ Contents required in the Disclosure Document. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE. Ensuring Integrity: The Critical Role of Portfolio Management Audits /posts/sec-risk-s8-4-q11-audit-requirements-of-client-accounts/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q11-audit-requirements-of-client-accounts/ Audit requirements of client accounts. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE. Ensuring Integrity: The Critical Role of Portfolio Manager Audits /posts/sec-risk-s8-4-q04-audit-requirements-for-portfolio-managers/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q04-audit-requirements-for-portfolio-managers/ Audit requirements for Portfolio Managers. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE. Maintaining Ethical Integrity in PMS Distribution Practices /posts/sec-risk-s8-4-q08-code-of-conduct-for-pms-distributors/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q08-code-of-conduct-for-pms-distributors/ Code of conduct for PMS distributors. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE. Managing Portfolio Risk: Why Speculation is Strictly Off-Limits /posts/sec-risk-s8-4-q12-restrictions-on-speculative-transactions/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q12-restrictions-on-speculative-transactions/ Restrictions on speculative transactions. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE. Navigating Discretionary Limits: Operational Guards for Portfolio Managers /posts/sec-risk-s8-4-q06-specific-restrictions-on-investment-instruments-for-discretionary-managers/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q06-specific-restrictions-on-investment-instruments-for-discretionary-managers/ Specific restrictions on investment instruments for discretionary managers. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE. Navigating Discretionary PMS Investment Limits and Operational Risk /posts/sec-risk-s8-4-q10-investment-limitations-for-discretionary-portfolio-managers/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q10-investment-limitations-for-discretionary-portfolio-managers/ Investment limitations for discretionary portfolio managers. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE. Navigating Net Worth Shortfalls in Portfolio Management Operations /posts/sec-risk-s8-4-q09-consequences-of-failing-to-meet-net-worth-requirements/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q09-consequences-of-failing-to-meet-net-worth-requirements/ Consequences of failing to meet net worth requirements. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE. Navigating PMS Thresholds and the Role of Accredited Investors /posts/sec-risk-s8-4-q01-exceptions-to-the-minimum-investment-amount-for-accredited-investors/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q01-exceptions-to-the-minimum-investment-amount-for-accredited-investors/ Exceptions to the minimum investment amount for accredited investors. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE. Navigating the Lifecycle Costs of Portfolio Management Services /posts/sec-risk-s8-4-q07-renewal-fee-structure-for-portfolio-managers/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q07-renewal-fee-structure-for-portfolio-managers/ Renewal fee structure for portfolio managers. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE. The Principal Officer: Guarding Integrity in Portfolio Management /posts/sec-risk-s8-4-q03-qualification-requirements-for-a-principal-officer/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q03-qualification-requirements-for-a-principal-officer/ Qualification requirements for a Principal Officer. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE. Upholding Integrity: The Portfolio Manager's Code of Conduct /posts/sec-risk-s8-4-q02-code-of-conduct-for-portfolio-managers/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q02-code-of-conduct-for-portfolio-managers/ Code of conduct for portfolio managers. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE. When Portfolio Managers Are Exempt from Appointing Custodians /posts/sec-risk-s8-4-q05-conditions-where-a-custodian-is-not-required/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-4-q05-conditions-where-a-custodian-is-not-required/ Conditions where a custodian is not required. Companion read for Section 8.4 — PORTFOLIO MANAGEMENT SERVICE.