/tags/introduction/ Recent content in Introduction on Learn with Akhilesh Gururani /images/papermod-cover.png /images/papermod-cover.png Hugo -- 0.147.7 en 2026 Learn with Akhilesh Gururani Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q18-types-of-complaints-not-dealt-with-through-scores-e-g-sub-judice-cases-unlisted-companies/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q18-types-of-complaints-not-dealt-with-through-scores-e-g-sub-judice-cases-unlisted-companies/ Types of complaints not dealt with through SCORES (e.g., sub-judice cases, unlisted companies). Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s5-1-q02-the-role-of-the-clearing-member-in-maintaining-adequate-collateral/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s5-1-q02-the-role-of-the-clearing-member-in-maintaining-adequate-collateral/ The role of the Clearing Member in maintaining adequate collateral. Companion read for Section 5.1 — INTRODUCTION. /posts/sec-risk-s6-1-q04-risk-management-implications-of-physical-delivery/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s6-1-q04-risk-management-implications-of-physical-delivery/ Risk management implications of physical delivery. Companion read for Section 6.1 — INTRODUCTION. /posts/sec-risk-s7-1-q16-timelines-for-filing-review-requests-15-calendar-days-from-the-date-of-the-atr/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q16-timelines-for-filing-review-requests-15-calendar-days-from-the-date-of-the-atr/ Timelines for filing review requests (15 calendar days from the date of the ATR). Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s5-1-q01-understanding-the-impact-of-settlement-delays-on-margin-requirements/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s5-1-q01-understanding-the-impact-of-settlement-delays-on-margin-requirements/ Understanding the impact of settlement delays on margin requirements. Companion read for Section 5.1 — INTRODUCTION. /posts/sec-risk-s6-1-q07-calculation-of-mtm-margins/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s6-1-q07-calculation-of-mtm-margins/ Calculation of MTM margins. Companion read for Section 6.1 — INTRODUCTION. /posts/sec-risk-s1-1-q02-trade-life-cycle-and-settlement-mechanisms/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s1-1-q02-trade-life-cycle-and-settlement-mechanisms/ Trade Life Cycle and Settlement Mechanisms Companion read for Section 1.1 — INTRODUCTION. /posts/sec-risk-s2-1-q01-detailed-functions-of-stock-brokers-and-clearing-members-in-the-trade-life-cycle/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s2-1-q01-detailed-functions-of-stock-brokers-and-clearing-members-in-the-trade-life-cycle/ Detailed functions of stock-brokers and clearing members in the trade life cycle. Companion read for Section 2.1 — INTRODUCTION. /posts/sec-risk-s1-1-q04-types-of-capital-raising/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s1-1-q04-types-of-capital-raising/ Types of Capital Raising Companion read for Section 1.1 — INTRODUCTION. /posts/sec-risk-s6-1-q01-impact-of-direct-payout-on-broker-s-pool-account-reconciliation/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s6-1-q01-impact-of-direct-payout-on-broker-s-pool-account-reconciliation/ Impact of Direct Payout on broker's pool account reconciliation. Companion read for Section 6.1 — INTRODUCTION. /posts/sec-risk-s7-1-q08-functions-of-investor-service-centres/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q08-functions-of-investor-service-centres/ Functions of Investor Service Centres. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s8-1-q01-study-the-specific-registration-requirements-and-operational-guidelines-for-portfolio-management-services-pms/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s8-1-q01-study-the-specific-registration-requirements-and-operational-guidelines-for-portfolio-management-services-pms/ Study the specific registration requirements and operational guidelines for Portfolio Management Services (PMS). Companion read for Section 8.1 — INTRODUCTION. /posts/sec-risk-s7-1-q01-review-the-timeline-for-escalation-in-scores-2-0/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q01-review-the-timeline-for-escalation-in-scores-2-0/ Review the timeline for Escalation in SCORES 2.0. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s7-1-q10-features-of-scores-2-0/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q10-features-of-scores-2-0/ Features of SCORES 2.0. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s7-1-q03-exclusion-criteria-for-scores/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q03-exclusion-criteria-for-scores/ Exclusion criteria for SCORES. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s7-1-q11-exclusionary-criteria-for-scores/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q11-exclusionary-criteria-for-scores/ Exclusionary criteria for SCORES. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s6-1-q03-differences-between-equity-and-commodity-derivatives-settlement/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s6-1-q03-differences-between-equity-and-commodity-derivatives-settlement/ Differences between equity and commodity derivatives settlement. Companion read for Section 6.1 — INTRODUCTION. /posts/sec-risk-s6-1-q05-managing-pay-in-obligations-during-consecutive-holidays/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s6-1-q05-managing-pay-in-obligations-during-consecutive-holidays/ Managing pay-in obligations during consecutive holidays. Companion read for Section 6.1 — INTRODUCTION. /posts/sec-risk-s6-1-q08-auction-process-mechanics/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s6-1-q08-auction-process-mechanics/ Auction process mechanics. Companion read for Section 6.1 — INTRODUCTION. /posts/sec-risk-s7-1-q02-second-review-mechanism-by-sebi/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q02-second-review-mechanism-by-sebi/ Second review mechanism by SEBI. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s7-1-q09-timeline-for-sebi-second-review/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q09-timeline-for-sebi-second-review/ Timeline for SEBI second review. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s7-1-q06-the-hierarchy-of-reviews/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q06-the-hierarchy-of-reviews/ The hierarchy of reviews. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s7-1-q05-the-role-of-the-odr-mechanism/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q05-the-role-of-the-odr-mechanism/ The role of the ODR mechanism. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s1-1-q03-regulatory-framework-and-sebi/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s1-1-q03-regulatory-framework-and-sebi/ Regulatory Framework and SEBI Companion read for Section 1.1 — INTRODUCTION. /posts/sec-risk-s1-1-q01-roles-of-capital-market-intermediaries/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s1-1-q01-roles-of-capital-market-intermediaries/ Roles of Capital Market Intermediaries Companion read for Section 1.1 — INTRODUCTION. /posts/sec-risk-s6-1-q02-handling-settlement-in-case-of-unexpected-exchange-holidays/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s6-1-q02-handling-settlement-in-case-of-unexpected-exchange-holidays/ Handling settlement in case of unexpected exchange holidays. Companion read for Section 6.1 — INTRODUCTION. /posts/sec-risk-s7-1-q14-timelines-for-account-operations/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q14-timelines-for-account-operations/ Timelines for account operations. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s6-1-q06-the-role-of-the-clearing-corporation-in-maintaining-market-liquidity/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s6-1-q06-the-role-of-the-clearing-corporation-in-maintaining-market-liquidity/ The role of the Clearing Corporation in maintaining market liquidity. Companion read for Section 6.1 — INTRODUCTION. /posts/sec-risk-s7-1-q12-responsibilities-of-the-stock-exchange/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q12-responsibilities-of-the-stock-exchange/ Responsibilities of the Stock Exchange. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s7-1-q13-communication-with-compliance-officers/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q13-communication-with-compliance-officers/ Communication with Compliance Officers. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s7-1-q04-compliance-requirements-for-brokers/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q04-compliance-requirements-for-brokers/ Compliance requirements for brokers. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s7-1-q07-limitation-periods-in-arbitration/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q07-limitation-periods-in-arbitration/ Limitation periods in arbitration. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s7-1-q15-finality-of-scores-decisions/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q15-finality-of-scores-decisions/ Finality of SCORES decisions. Companion read for Section 7.1 — INTRODUCTION. /posts/sec-risk-s7-1-q17-limitation-period-for-filing-scores-complaints-one-year-from-the-date-of-cause-of-action/ Thu, 11 Jun 2026 00:00:00 +0000 /posts/sec-risk-s7-1-q17-limitation-period-for-filing-scores-complaints-one-year-from-the-date-of-cause-of-action/ Limitation period for filing SCORES complaints (one year from the date of cause of action). Companion read for Section 7.1 — INTRODUCTION. /posts/investment-adviser2-s9-1-q02-treatment-of-specific-deductions-under-section-56/ Sun, 07 Jun 2026 00:00:00 +0000 /posts/investment-adviser2-s9-1-q02-treatment-of-specific-deductions-under-section-56/ Treatment of specific deductions under section 56. Companion read for Section 9.1 — Introduction. /posts/investment-adviser2-s9-1-q01-taxability-of-specific-items-like-dividend-income/ Sun, 07 Jun 2026 00:00:00 +0000 /posts/investment-adviser2-s9-1-q01-taxability-of-specific-items-like-dividend-income/ Taxability of specific items like dividend income. Companion read for Section 9.1 — Introduction.