Exchange Surveillance Mechanisms: GSM and ASM on Learn with Akhilesh Gururani /tags/exchange-surveillance-mechanisms-gsm-and-asm/ Recent content in Exchange Surveillance Mechanisms: GSM and ASM on Learn with Akhilesh Gururani Learn with Akhilesh Gururani /images/papermod-cover.png /images/papermod-cover.png Hugo -- 0.147.7 en 2026 Learn with Akhilesh Gururani Fri, 05 Jun 2026 00:00:00 +0000 Decoding Client Concentration: Beyond the ASM Surveillance Flag /posts/research-analyst-client-concentration-analysis-in-market-research/ Fri, 05 Jun 2026 00:00:00 +0000 /posts/research-analyst-client-concentration-analysis-in-market-research/ Client concentration analysis in market research. Companion read for Section 14.5 — Exchange surveillance mechanisms: GSM and ASM. Decoding Surveillance Deposits: Assessing Risk Beyond Valuation Metrics /posts/research-analyst-types-of-market-surveillance-deposits/ Fri, 05 Jun 2026 00:00:00 +0000 /posts/research-analyst-types-of-market-surveillance-deposits/ Types of market surveillance deposits. Companion read for Section 14.5 — Exchange surveillance mechanisms: GSM and ASM. Liquidity Under Scrutiny: Understanding Trade-for-Trade Settlement in Surveillance /posts/research-analyst-impact-of-trade-for-trade-tft-settlement-on-liquidity/ Fri, 05 Jun 2026 00:00:00 +0000 /posts/research-analyst-impact-of-trade-for-trade-tft-settlement-on-liquidity/ Impact of Trade-for-Trade (TFT) settlement on liquidity. Companion read for Section 14.5 — Exchange surveillance mechanisms: GSM and ASM. Mastering Digital Disclosure Standards in Research Communications /posts/research-analyst-digital-disclosure-standards/ Fri, 05 Jun 2026 00:00:00 +0000 /posts/research-analyst-digital-disclosure-standards/ Digital disclosure standards. Companion read for Section 14.5 — Exchange surveillance mechanisms: GSM and ASM. Mastering Documentation Standards for SEBI-Registered Research Analysts /posts/research-analyst-documentation-requirements-for-research-analysts/ Fri, 05 Jun 2026 00:00:00 +0000 /posts/research-analyst-documentation-requirements-for-research-analysts/ Documentation requirements for research analysts. Companion read for Section 14.5 — Exchange surveillance mechanisms: GSM and ASM. Mastering Social Media Disclaimers for Regulatory Compliance /posts/research-analyst-formatting-requirements-for-social-media-disclaimers/ Fri, 05 Jun 2026 00:00:00 +0000 /posts/research-analyst-formatting-requirements-for-social-media-disclaimers/ Formatting requirements for social media disclaimers. Companion read for Section 14.5 — Exchange surveillance mechanisms: GSM and ASM. Mastering Valuation Thresholds in Regulatory Surveillance /posts/research-analyst-application-of-pe-and-pb-ratio-thresholds/ Fri, 05 Jun 2026 00:00:00 +0000 /posts/research-analyst-application-of-pe-and-pb-ratio-thresholds/ Application of PE and PB ratio thresholds. Companion read for Section 14.5 — Exchange surveillance mechanisms: GSM and ASM. Navigating ASM Exclusions: Understanding Regulatory Scope for Research Analysts /posts/research-analyst-exclusion-criteria-for-asm/ Fri, 05 Jun 2026 00:00:00 +0000 /posts/research-analyst-exclusion-criteria-for-asm/ Exclusion criteria for ASM. Companion read for Section 14.5 — Exchange surveillance mechanisms: GSM and ASM. Navigating Award Citations Under SEBI Research Analyst Regulations /posts/research-analyst-guidelines-on-citing-awards/ Fri, 05 Jun 2026 00:00:00 +0000 /posts/research-analyst-guidelines-on-citing-awards/ Guidelines on citing awards. Companion read for Section 14.5 — Exchange surveillance mechanisms: GSM and ASM. Navigating Regulatory Transparency: Mastering SEBI Disclosure Requirements /posts/research-analyst-correct-usage-of-registration-numbers-and-brand-names/ Fri, 05 Jun 2026 00:00:00 +0000 /posts/research-analyst-correct-usage-of-registration-numbers-and-brand-names/ Correct usage of registration numbers and brand names. Companion read for Section 14.5 — Exchange surveillance mechanisms: GSM and ASM. The Research Analyst’s Audit Trail: Compliance as a Defensive Asset /posts/research-analyst-audit-trails-and-compliance-record-keeping/ Fri, 05 Jun 2026 00:00:00 +0000 /posts/research-analyst-audit-trails-and-compliance-record-keeping/ Audit trails and compliance record keeping. Companion read for Section 14.5 — Exchange surveillance mechanisms: GSM and ASM. Understanding the Ripple Effects of Margin Hikes in ASM /posts/research-analyst-impact-of-margin-hikes-on-retail-trader-activity/ Fri, 05 Jun 2026 00:00:00 +0000 /posts/research-analyst-impact-of-margin-hikes-on-retail-trader-activity/ Impact of margin hikes on retail trader activity. Companion read for Section 14.5 — Exchange surveillance mechanisms: GSM and ASM.